844-611-3033

CONTACT US

We Work on Contingency Fee Basis

Current UBS Puerto Rico Closed-End Bond Fund and Puerto Rico Municipal Bond Investigations

Silver Law Group and Dimond Kaplan and Rothstein, PA are currently investigating possible violations of Financial Regulatory Industry Authority (FINRA) rules and regulations that may have resulted in their clients’ investment losses in UBS Puerto Rico Closed-End Bond Funds and Puerto Rico Municipal Bonds. The investigation on behalf of their clients involves possible sales practice violations by UBS Financial Services Incorporated of Puerto Rico, UBS Financial Services, Popular Securities, and Santander Securities, which may give rise to valid FINRA arbitration claims. FINRA sales practice violations can result in investors’ claims for damages including, but not limited to, the following:

Unsuitable Investment Advice       Bank Loans and Margin Calls
Breach of Fiduciary Duty       Negligence
Misrepresentations & Omissions       Conflicts of Interest
Excessive Markups/Markdowns       Geographic Concentration in Puerto Rico
Failure to Supervise  

 

Silver Law Group and Dimond Kaplan and Rothstein, PA are currently investigating possible FINRA Sales Practice Rule Violations against the following brokerage firms and financial advisors:

UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services

– Jose Gabriel Ramirez Jr       – Jaime Cosculluela
– Carlos Jose Freire       – Luis Rosar
– James Ogobono Diaz       – Angel M. Canabal
– Nelson T. Rodriguez Fernandez       – Edgardo Cabanillas
– Jorge Pesquera       – Sergio Rodriguez
– Myrsa Acevedo       – Guillermo Machuca
– Victor Miguel Tomassini       – David Jose Lugo
– Magda Teresa Broco       – Aguyao Serralles

Popular Securities

– Luis R. Fernandez

Santander Securities

– Salvador J. Gomez-Cariba